4.1 Basic Physics and Band Diagrams
for MOS Capacitors


Fig.4.1 (a) The schematic of a two-terminal MIS structure. (b) Band
diagram of a two-terminal MIS structure at zero gate voltage, showing
accumulation of holes near the surface. VFB is
the flatband voltage, Xm is the metal work function,
Xi is the electron affinity of the insulator,
Xs is the electron affinity of the semiconductor,
and Eg is the band gap of the semiconductor.
- Two-terminal metal-insulator-semiconductor (MIS) structure: characteristic
crucial to understand the operation of MOSFETs.
-
Assumptions:
-Ideal MIS structure with no charges in the insulator layer and
no surface states at the semiconductor-insulator interface.
-The insulator layer has infinite resistivity, thus there is no
current across the insulator when a bias voltage is applied =>
Fermi level constant across the device.
-
Some definitions:
-Work function: energy required to remove an electron from
the Fermi level to the vacuum level (free space).
-Electron affinity: energy required to remove an electron from
the conduction band to the vacuum level.
-
At zero bias voltage, the band bending in the semiconductor
layer is determined by the work function difference between the metal
and the semiconductor, and it can be compensated by applying a voltage
VFB to the gate
where VFB is called the flat-band
voltage, Xm is the metal work function, and Xs
is the semiconductor electron affinity.
-
Note: this equation for VFB
is applicable for an ideal MIS structure; however, if there are
charges in the insulator or at the insulator-semiconductor interface,
then the gate voltage required to obtain flatband condition would
change.

Fig.4.2 The band diagram of the two-terminal MIS structure under the
flatband condition. Vg is the applied gate voltage.
EXAMPLE 4.1: A two-terminal Si MIS structure
has a substrate doping of 
(p-type). Calculate the flatband voltage V FB of
the structure if it employs (a) Al gate (X m =  -poly
gate. Assume that there is no charge in the oxide, X s(S i)
= 4.05 eV, and E g(S i) = 1.12
eV.
SOLUTION: Ei EF = kT ln(NA/ni)
= 0.026 ln[1016/(1.5 1010)] = 0.35 eV
Therefore, Si work function s = Xs
+ (Eg/2) + (Ei EF)
= 4.05 + 0.56 + 0.35 = 4.96 eV
(a) For Al gate, VFB = 4.1 4.96 = 0.86 V
Note: all these numbers can be equivalently represented either in
volts or in electron-volts, depending on whether potential or energy
is represented.
(b) -poly gate, hence, Xm
= Xs = 4.05 eV
It is assumed here that the Fermi level of the n+-poly gate is coincident
with the conduction band.
Therefore, VFB = 4.05 4.96 = 0.91 V
-
In Fig.4.1(b), note that Ev
has come closer to EF near the semiconductor-insulator
interface => hole concentration is greater near the interface than
that in the bulk => this is referred to as the accumulation regime.
-
In Fig.4.2, note that after the application of
a positive VFB to the gate, the bands in the
semiconductor become flat => uniform concentration of holes throughout
the semiconductor.
-
If the gate voltage is further increased, the holes
near the insulator-semiconductor interface are pushed back deep into
the bulk, leaving behind ionized acceptors near the surface and the
bands bend downwards => formation of depletion region near the
surface starts => referred to as the depletion regime [Fig.4.3(a)].
-
For even larger positive gate voltage, the band
bending near the surface becomes so large that EF
becomes closer to EC than to EV
=> the surface behaves like an n-type material => referred to
as the inversion regime [Fig.4.3(b)].
-
Note: the increase in the band bending leads to
an exponential increase in the electron concentration near the surface,
e.g., an increase in the band bending by the amount of the thermal
voltage V TH (= kT/q 26 mV at room temperature),
increases the electron concentration by
-
Thus, a large change in the electron concentration
near the surface can be accommodated by a small change in the surface
potential Vs, and since the induced charge is
proportional to the gate voltage Vg, hence,
the derivative dVs/dVg
becomes small in the inversion regime, whereas this derivative has
a large value in the depletion regime.
-
When the difference 
between E F and Ei at the interface becomes equal
and opposite of the bulk potential 
[ =(Ei EF) bulk = V THln(N A/n i),
where N A is the substrate doping concentration
and n i is the intrinsic carrier concentration],
i.e., 
it is referred to as the onset of strong inversion.
-
The surface potential Vs
is defined as (Ei,bulk
Ei,interface)/q.
-
Operating regions:
-
VS < 0 => accumulation
-
 >
Vs > 0 => depletion
-
 =>
weak inversion
-
 =>
strong inversion.
-
It is assumed that beyond strong inversion, the
value of V s does not change any more and it
becomes pegged at  .
-
An alternate definition has been proposed by Tsividis,
which states that 
= |dV s/dV g| is quite large
in the weak inversion regime, whereas it becomes relatively small
in the strong inversion region.

Fig.4.3 The band diagram of a two-terminal MIS structure at (a) depletion
and (b) inversion.
-
Thus, he defines V s =  as
the onset of moderate inversion, and strong inversion actually takes
place when Vs is greater than  by
several (3-5) V TH.
-
In today's context, the moderate inversion region
(which can extend by 0.5 V or more) is extremely important for low
power device applications in analog circuits.
-
However, for the time being, we would stick to
the standard definition of strong inversion, and would discuss about
moderate inversion later.
-
The surface electron and hole concentrations are
given by
where p p0 = N A,
and n p0 = 
are the equilibrium hole and electron concentrations in the substrate
respectively.
-
Note: at the onset of strong inversion V s
=  , and
also, that nsps = => consequence of zero current in the semiconductor
(perpendicular to the semiconductor-insulator interface) => corresponds
to constant (as a function of distance) E F in
the semiconductor.

-
The potential distribution in the semiconductor
is described by the Poisson equation   where
the space charge density 
with n(x) and p(x) expressed respectively as
where V(x) (Ei,bulk Ei(x))/q.

the equation for F become

where

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